Question 49 of 100

We work to make processes more stable by reducing special cause variation.

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Information is presented under the following headings.

Why this is important

Special cause and common cause variation

Absentees

Don't blame people, fix the system

Train derailment

Range and difference from target

Improvement

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Avoid doing these poor practices

No evidence that the concept of variation is understood (eg, unthinking reactions to single points of data). Chasing one-off events.

Deterministic models used to make decisions.

Expecting `averages' to be `actual' performance.

Do these good practices

Working to make processes more stable by reducing special cause variation.

Special cause variation identified.

Principle 6: Variability (Item 5)

All systems and processes exhibit variability, which impacts on predictability and performance.

Why this is important

Reducing your special cause variation is the first step in improving your processes. If your processes are not under control (i.e. the special causes are not under control), you cannot begin the major improvement effort - reducing your common cause variation.

Special cause and common cause variation

The example of the wobbling pen introduces the concepts of special and common cause variation. The `normal' wobble is due to the common causes of the system (e.g., an unsupported arm). A special cause was the push.

Faults inherent in the system are called `common causes' of trouble. Faults from fleeting events are called `special causes'. Deming estimated that 94% of problems are from common causes – and belong to the system (and so are the responsibility of management – Principle 4 `To Improve the Outcome, Improve the System') and only 6% are due to special causes.

People often make the mistake of assuming that every event (defect, mistake, accident) is attributable to someone (usually the nearest at hand), or is related to some special event. This is very rarely the case.

  Variation is due to
    Special cause Common cause
Assign blame to People and events OK The very common mistake of blaming people when the system fails (and is management's problem to fix)
  The system The much rarer mistake of trying to find a system problem when the problem is not in the system OK

Examples of special causes include:

  • The push given in the wobbling pen example.
  • An employee is absent because they were hit by a bus, or their child is ill.

Absentees

Employee absence is a good illustration of the difference between special and common cause. "When Mary was away on Tuesday, Fred had to do her job and made several mistakes". Mary's absence was a special cause of the mistakes. However, what about this. "On average 10% of our staff are absent each day. When staff are absent, other people, who do not have the training or knowledge of what the absent person was doing, have to do their work. Mistakes are always happening". Those mistakes are due to system problems and are common cause.

Don't blame people, fix the system

Forget blaming any person. The problem is much, much, much more likely to be in your systems and you should look there first. Find what is causing the problem. Unfortunately, this approach is still very unusual. It is much easier to say – "we found the problem, sir, and he (or she) has been moved on. It won't happen again." However, unless you find the cause (be it hiring policy, inadequate training, inadequate knowledge to do the job, processes that cannot work) the problem will happen again. In a few months time, you will be moving the next poor sap on.

Train derailment

In 1998 in Sydney, a train tipped over when its driver failed to slow at several warning signals and went into a corner too fast. The driver was injured. No one else was on board the train. There was a public outcry and howls for the driver to be dismissed and castigated as "a dangerous person who should never again drive a train". The employer took a very unusual position and stated. "We learned a lot from this accident. We had put too much pressure on the driver by making him work alone and forcing him to comply with an impossible timetable. In those conditions, he could not actually see the warning signals because he was busy with other demands. This was clearly very dangerous. We have now changed the warning signals so they appear in the driver's cabin and are audible – not only visual. We have changed the timetable and the staffing numbers so that the work is now possible to do." In other words, the employer took the very unusual position of recognizing common cause (although there was only one event) and fixing the system problems.

Range and difference from target

When the output of any system is measured, it shows variation around an average result. We are interested in two components:

  • the difference between the average measurement and the target value
  • the `range' in the measurements

Improvement

What can you do to improve, to reduce the variation? You can tackle reducing `range' in the measurements as well as moving the system average closer to the target (i.e., reducing the `difference between the average and the target').

That is, make the system more `stable' by making it more `consistent' and more `capable' by moving it closer to your target. In that order.

Improvement
(less variation and closer to target)

Improving a process follows the path shown in the diagram below.

  • First achieve stability (statistical control) by eliminating the special causes of variation – reduce the `range'
  • Then improve the capability by working to reduce the common causes of variation – move the system average closer to the target.

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